TAG
SEC Enforcement
2 Notable Representations
2 Practice Areas
2 Insights
Related Insights
Related Practice Areas
Securities Litigation & Corporate Governance
Co-Chair of practice handling securities litigation, corporate governance disputes, and regulatory matters.
Receivers & Estates
Court-appointed receiver representations for SEC, FTC, CFTC, and state agencies in complex financial matters.
Related Representations
Lancer Management Fraud
Various claimants
Obtained recoveries in relation to SEC’s $1.2B fraud action against hedge fund.
Media Coverage: The Wall Street Journal
SEC v. Rishi Kapoor
Secured Creditor Rights
Represented a secured creditor in federal SEC receivership proceedings, protecting and preserving lienholder interests in complex securities litigation.
Media Coverage: SEC · The Real Deal · Miami Herald